We, as a financial instruments business operator, have established and declare the following basic policy from the viewpoint that it is essential to prevent damage caused by Anti-Social Forces, which are groups or individuals that pursue economic benefits by using violence, force and fraudulent methods, in order to maintain public trust and ensure the appropriateness and soundness of our business operations.
- As an entire organization, we shall take measures against Anti-Social Forces and ensure the safety of employees who deal with Anti-Social Forces
- We establish close cooperative relationship with external professional organizations such as the Police, the National Center for Removal of Criminal Organizations, the Lawyers, Type II Financial Instruments Firms Association, and Japan Investment Advisers Association.
- We do not engage in any transactions with Anti-Social Forces.
- We do not accept any unreasonable demands form Anti-Social Forces. We take legal action, either civilly or criminally, in the event that undue demands are recognized by Anti-Social Forces.
- We do not engage in any backroom deals or provide funds to Anti-Social Forces.